-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdEr45MAKAhWLXDIGGfVfBk7awSqZ7kWwJUIP6LNXD2pfjotbqT8ZunppJ1aNX94 1S0bewBCYDb0nEVyAE7wig== 0000950005-00-000335.txt : 20000215 0000950005-00-000335.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950005-00-000335 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHARPER IMAGE CORP CENTRAL INDEX KEY: 0000811696 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 942493558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39304 FILM NUMBER: 541442 BUSINESS ADDRESS: STREET 1: 650 DAVIS ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154456000 MAIL ADDRESS: STREET 1: 650 DAVIS STREET STREET 2: 650 DAVIS STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THALHEIMER RICHARD CENTRAL INDEX KEY: 0000938130 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SHARPER IMAGE CORP STREET 2: 650 DAVIS STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4154456000 MAIL ADDRESS: STREET 1: C/O SHARPER IMAGE CORP STREET 2: 650 DAVIS STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 9)1 Sharper Image Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 820013 10 0 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - --------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 820013 10 0 13G Page 2 of 4 Pages - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Richard Thalheimer ###-##-#### - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------- ---------- ------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 4,544,117 shares of Common Stock (includes options exercisable within 60 days for 290,000 shares) ---------- ------------------------------------------------------------------------------- 6 SHARED VOTING POWER 456,028 shares of Common Stock ---------- ------------------------------------------------------------------------------- 7 SOLE Dispositive Power 4,544,117 shares of Common Stock (includes options exercisable within 60 days for 290,000 shares) ---------- ------------------------------------------------------------------------------- 8 Shared Dispositive Power 456,028 shares of Common Stock - ------------ --------------------------------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 5,000,145 shares of Common Stock - ------------ --------------------------------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 41.6% - ------------ ----------------------------------------------------------------------------------- --------------------- 12 Type of Reporting Person* IN - ---------------------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 4 Pages Item 1(a) Name of Issuer: Sharper Image Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 650 Davis Street San Francisco, CA 94111 Item 2(a) Name of Person Filing: Richard Thalheimer Item 2(b) Address of Principal Business Offices or, if none, Residence: 650 Davis Street San Francisco, CA 94111 Item 2(c) Citizenship United States of America Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 820013 10 0 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not Applicable Item 4. Ownership. (a) Amount Beneficially Owned as of December 31, 1999: 5,000,145 Shares of Common Stock. Includes 3,682,169 shares owned by The Richard J. Thalheimer Revocable Trust, of which Mr. Richard Thalheimer is trustee and sole beneficiary. Includes 203,665 shares owned by The Richard Thalheimer and Elyse Thalheimer Family Trust, of which Mr. Richard Thalheimer is a co-trustee and co-beneficiary. Includes 14,363 shares owned by the Richard and Elyse Thalheimer Irrevocable Trust, of which Mr. Richard Thalheimer is a co-beneficiary. Includes 318,430 shares owned by the Richard J. Thalheimer 1997 Grantor Annuity Trust, of which Mr. Richard Thalheimer is trustee and beneficiary. Includes 252,995 shares owned by the Richard J. Thalheimer 1997 Annuity Trust, of which Mr. Richard Thalheimer is trustee and beneficiary. Includes 523 shares owned by the Richard J. Thalheimer Irrovocable Trust, of which Mr. Richard Thalheimer is the trustee and beneficiary. Includes 238,000 shares owned by The Richard J. Thalheimer Children's Trust, of which Mr. Thalheimer's children are beneficiaries. Includes options exercisable within 60 days for 290,000 shares granted to Richard J. Thalheimer. Page 4 of 4 Page (b) Percent of Class: 41.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,544,117 shares of Common Stock (ii) shared power to vote or to direct the vote: 456,028 (iii) sole power to dispose or to direct the disposition of: 4,544,117 shares of Common Stock (iv) shared power to dispose or to direct the disposition of: 456,028 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct. Date: February 14, 2000 Signature: /s/ Richard Thalheimer --------------------------------------------- Richard Thalheimer Chief Executive Officer and Chairman of the Board -----END PRIVACY-ENHANCED MESSAGE-----